Friday, September 27, 2024

The Human Being in Waking and in Sleeping. What the world needs now is anthroposophy

 












The Yoga of Anthroposophy:
The Union of Earthly Knowledge and Heavenly Wisdom
Lecture 2 of 9

A lecture given by Rudolf Steiner in Dornach, February 3, 1923:




Today I would like to begin by telling you a little story from the world of knowledge in the 19th century, so that we can use it to orient ourselves to the great changes that have taken place in the soul of Western man. I have emphasized it often: the person of the present time has a strong awareness that people have actually always thought, felt and sensed as they do today, or that if they felt differently, it was because they were children developing, and that only now, I would say, has the human being advanced to the right manliness of thinking. In order to really get to know the human being, one must be able to put oneself back into the way of thinking of older times, so that one is not so sure of victory and haughty about what fills human souls in the present. And when one then sees how, in the course of just a few decades, the thoughts and ideas that existed among the educated have changed completely, then one will also be able to grasp how radically the soul life of human beings has changed over long periods of time, which we were indeed obliged to point out again yesterday.

One of the most famous Hegelians of the 19th century is Karl Rosenkranz, who, after various residences, was a professor of philosophy at the University of Königsberg for a long time. Rosenkranz was a Hegelian, but his Hegelianism was, first of all, colored by a careful study of Kant – he saw Hegel, so to speak, through the glasses of Kantianism – but, in addition, his Hegelianism was strongly colored by his study of Protestant theology. All of this – Protestant theology, Kantianism, Hegelianism – came together in this man from the mid-19th century.

Hegelianism had disappeared from the horizon of educated Central Europe by the last third of the 19th century, and it is hard to imagine how deeply thinking people in Central Europe were steeped in it in the 1840s. That is why it is difficult today to get an idea of what it actually looked like in a soul like that of Karl Rosenkranz.

Now, after all, Rosenkranz was a person who, in the 1940s, thought in a way that was expected of someone who had abandoned old, useless thinking, who had submitted to modern enlightenment and was not superstitious, according to the educated way of thinking at the time. One could think that Rosenkranz was such a person, who was, so to speak, at the height of the education of the time.

Now this Karl Rosenkranz – it was in 1843 – once went for a walk and on this walk met a man named Bon, with whom he had a conversation that was so interesting for him, for Rosenkranz, that Rosenkranz recorded this conversation. Bon was a Thuringian, but by no means, in the sense that Rosenkranz, a man who had grown entirely out of his time. Bon, for his part, probably thought of Rosenkranz as being obsessed with the latest ideas, and as a person who, although unprejudiced in a sense, no longer understood the good old wisdom that Bon still possessed.

And so these two – as I said, it was in 1843 – entered into a conversation. Bon had been educated at the University of Erlangen and had been mainly a student of the somewhat pietistic philosopher Schubert, who, however, was still full of older wisdom, of wisdom that placed a great deal of emphasis on using special dream-like states of consciousness to get into the essence of a person. Schubert was a man who thought very highly of the old wisdom handed down and who had the belief that if one cannot bring something to life in oneself through a meaningful inner life of the good old wisdom, then one cannot really seriously know anything about man through the new wisdom. In this respect, Schubert's works are extremely interesting. Schubert liked to delve into the various revelations of human dream life, including the abnormal states of mind, as we would perhaps say today, the states of mind of the medium who was not a fraud, the states of that clairvoyance that had been preserved as if atavistically from ancient times, in short, the abnormal, not the fully awake states of mental life. In this way he sought to gain insight into the human being.

One of Schubert's students was Bon. But then Bon had come here to Switzerland and had adopted a spiritual life in Switzerland that today's Swiss are mostly unaware of, that it once existed here. You see, Bon had adopted so-called Gichtelianism in Switzerland. I don't know if much is still known among today's Swiss that Gichtelianism was quite widespread; not only in the rest of Europe – it was at home in the mid-19th century in the Netherlands, for example – but it was also quite common in Switzerland.

This Gichtelianism was namely that which remained in the 19th century, also through the 18th century, but still in the 19th century, of the teachings of Jakob Böhme. And in the form in which Gichtel represented Jakob Böhme's teachings, this teaching of Jakob Böhme then spread to many areas, including here to Switzerland, and that is where Bon got to know Gichtelianism.

Now, Rosenkranz had read a lot, and even if he, due to his Kantianism, Hegelism and Protestant theologism, could not find his way into something like that in an inwardly active way as Jakob Böhme's teachings or their weakening in Gichtel, then at least he understood the expressions, and he was interested in how such a remarkable person, a Gichtelian, spoke.

Now, as already mentioned, Rosenkranz recorded the conversation that took place in 1843. Initially, they discussed a topic that was not too incomprehensible for either Kantians or Hegelians of the 19th century. In the course of the conversation, Rosenkranz said that it is actually unfortunate when you want to reflect deeply on some problem that you can be disturbed by all sorts of external distractions.

I would like to say that, when Rosenkranz says this, one already feels something of what came later to a much higher degree: the nervousness of the age. One need only recall that among the many associations that formed in pre-war Central Europe, one originated in Hanover and was called “Against Noise.” The aim was to strive for laws against noise, so that in the evening, for example, people could sit quietly and reflect without being disturbed by noise from a neighboring inn. There are magazine articles that propagated this association against noise. The intention to establish such an association against noise is, of course, a result of our nervous age. So one senses from Karl Rosenkranz's speech that one could be so unpleasantly disturbed by all sorts of things going on in the environment when one wants to reflect or even when one wants to write a book. One can sense some of this nervousness. And Bon seems to have had a lot of sympathy for the complaint of a man who wants to think undisturbed, and he then said to Rosenkranz: Yes, he could recommend something good to him, he could recommend the inconvenience.

Rosenkranz was taken aback. He was now supposed to do exercises in inconvenience, so Bon recommended that he should learn to develop inconvenience within himself. Yes, said Rosenkranz, it is unpleasant when you are disturbed by all sorts of things. - Then Bon said: That's not what I mean. And now Bon explained to Rosenkranz what he actually meant by inconvenience. He said: “You have to see that you become so firm within yourself that you are not affected in your own constellation by the turba of other events in the surrounding area, so that the pure tincture can develop in your own astra.”

Now, that's what Bon had learned here in Switzerland from the Goutuelians, to say that one should take care not to be disturbed in one's own constellation by the turba of the other processes in the surrounding area, so that the pure tincture of one's own astrum could remain. As I said, Rosenkranz understood the expressions. I believe that today not even everyone understands the expressions, even if they want to be a very learned person.

What did the Goutelian Bon actually mean back then? Well, you see, Bon lived in the propagated ideas of Jakob Böhme. I recently characterized this Jakob Böhme a little. I said that he collected the wisdom that had remained popular from all folklore. He has absorbed a lot from this popular wisdom that one would not believe today. This popular wisdom has even been preserved in many cases in the expressions of so-called reflective people, as I have just quoted them from the mouth of Bon. And one could imagine something under these expressions that had a certain inner vitality. Traditions still existed of what an older humanity had absorbed in the older clairvoyance. This older form of clairvoyance consisted of forces that emerged from the physicality of the human being. It is not necessary to say that this old form of clairvoyance lived in the physical. That would be to misunderstand that everything physical is permeated by the spiritual. But actually the old clairvoyant drew what he had placed before his soul in his dreamlike imaginations from the forces of his physicality. What pulsated in the blood, what energized the breath, even what lived in the transforming substances of the body, all this, as it were, evaporated spiritually into the spiritual and gave the old clairvoyant grandiose world pictures, as I have often described them here. This old clairvoyance was drawn from the physical.

And what was revealed to you when you were living, as if you felt the whole world in a violet light, felt yourself as a violet cloud in violet light, so that you felt completely within yourself, that was called the 'tincture'. And that was felt as one's own, as that which was connected with one's own organism. It was felt as one's own Astrum. This inwardness, sucked out of the body, was called by the Gouthelean Bon the pure tincture of one's own Astrum.

But the time had come – actually it had long since come – when people could no longer extract such things from their physicality. The time had long since come when the old clairvoyance was no longer suited to man. Therefore, people like Jakob Böhme or Gichtel felt that it is difficult to bring these old ideas to life. Man had simply lost the ability to live in these old ideas. They, as it were, immediately passed away when they arose. Man felt insecure in them, and so he wanted to use everything to hold on to these fleeting inner images, which still, I might say, came up through the inner sound of the old words. And just as he felt the pure tincture of his own astral within him, so he felt when anything else approached that it would immediately displace the images. This other, that which lived spiritually in the things and processes of the environment, was called Turba. And through this Turba one did not want to let one's own constellation, that is, one's soul state, be disturbed, in which one could be when one really immersed oneself in the inner sound of the old words, in order to, so to speak, have one's humanity firmly through the preservation of this traditional inner life. Therefore, one strove not to accept anything external, but to live within oneself. One made oneself “inconvenient” so that one did not need to accept anything external.

This inconvenience, this life within oneself, is what Bon recommended to the Rosary in the form I have just shared with you. But you see, this is actually a glimpse into the spiritual life of a very old time, which was still present within the circles of Goutelianism in the mid-19th century, albeit at dusk, fading away. For what was dying away there was once an inner experience of the divine spiritual world in dream-like, clear-vision images, through which the human being felt much more like a heavenly being than an earthly one.

And the prerequisite for that old state of mind was that the person had not yet developed the pure thinking of more recent times. This pure thinking of more recent times, which has only really been spoken about in full awareness in my “Philosophy of Freedom”, is something that is not really felt much about today. This pure thinking is something that has initially developed in connection with natural science.

If we look at a part of this natural science that shows us what is to be said here in a particularly characteristic way, we turn to astronomy. Through Copernicus, astronomy becomes purely a world mechanics, a kind of description of the world machinery. Before that, there were still ideas that spiritual beings were embodied in the stars. Medieval scholasticism still speaks of the spiritual essence of the stars, of the intelligences that inhabit the stars, that are embodied in the stars, and so on. The idea that everything out there is material, thoughtless, that man only thinks about it, is a recent development. In the past, man created images for himself, images that combined with his view of a star or constellation. He saw something living, something weaving for itself in there. Not pure thinking, but something soul-living connected man with his environment. But man has developed pure thinking in this environment first.

I have said here before that older people also had thoughts, but they received the thoughts at the same time as their clairvoyance. They received clairvoyant images from their environment, and then they drew their thoughts from the clairvoyant images. The elderly did not directly extract pure thoughts from external things. It is a peculiarity of modern times that man has learned to embrace the world with mere thought. And in this embrace of the world, man first developed this pure thinking.

But now something else is linked to all these things. Those people to whom something like what the Bon said about the rosary still points back, these people did not experience sleep in the same way as the merely thinking modern person experiences sleep. The merely thinking modern person experiences sleep as unconsciousness, which is interrupted at most by dreams, but of which he rightly does not think much. For, as the state of mind of man in modern times is, dreams are not of much value. They are, as a rule, reminiscences of the inner or outer life and have no special value in their content. So that actually unconsciousness is the most characteristic feature of sleep. It was not always that. And Jakob Böhme himself still knew a kind of sleep in which consciousness was filled with real insights into the world.

A person like Jakob Böhme, and then also Gichtel, who still worked hard to find his way into such a state of mind, said: Well, if you observe the things of the senses with your eyes, grasp the world with your other and then further grasps with thoughts that which one grasps there with the senses, then one can indeed learn many beautiful things about the world; but the real secrets of the world are not revealed there. Only the outer image of the world is manifested.

As I said, Jakob Böhme and Gichtel knew such states of consciousness, where they neither slept nor merely dreamt, but where the consciousness was filled with insights into real world secrets hidden behind the sensual world. And they valued this more than what was revealed to their senses and to their minds. Mere thinking was not yet something significant for these people. But the opposite was also present for them, namely the awareness that a person can perceive without his body. For in such states of consciousness, which were neither sleep nor dreaming, they knew at the same time that the actual human being had largely detached himself from his body, but had taken with him the power of blood, had taken with him the power of breathing. And so they knew: Because man is inwardly connected with the world, but his waking body obscures this connection for him, man can, if he makes himself independent to a certain extent from this waking body, through the finer forces of this body, which the old clairvoyance, as I have explained, has sucked out of the body, gain knowledge of the secrets of the world.

But in this way, precisely when he entered into such special states of sleep, man came to an awareness of what sleep actually is. People like Jakob Böhme or Gichtel, who said to themselves: When I sleep, then with the finer limbs of my being I am also outside in the finer nature. I submerge myself in the finer nature.

They felt themselves standing in this finer nature. And when they woke up, they knew: That with which I, as a finer human being, was in the finer nature during sleep, also during unconscious sleep, that also lives in me while I am awake. I fill my body with this when I feel, when I think, which at that time was not just pure thinking. So when I think and create images in my mind, this finer humanity lives in these images.

In short, it had a real meaning for these people when they said: That which I am in my sleep also lives on in me during waking. And they felt something like a soul blood pulsating on into sleep during the waking states of consciousness.

A person like Jakob Böhme or Gichtel would say to themselves: When I am awake, I continue to sleep. Namely, what happens in me during sleep continues to have an effect when I am awake. This was a different feeling from that of the modern person, who has now moved on to mere thinking, to pure intellectual thinking. This modern person wakes up in the morning and draws a sharp line between what he was in his sleep and what he is now awake. He does not carry anything over from sleep into waking life, so to speak. He stops being what he was in his sleep when he begins to wake up. Yes, modern humanity has grown out of such states of consciousness as still lived in a person like Bon, who was a Goutelian, and in doing so it has actualized something that has actually been present in the first third of the 15th century. It has actualized this by moving into the waking day life of mere intellectualistic thinking. This, after all, dominates all people today. They no longer think in images. They regard images as mythology, as I said yesterday. They think in thoughts, and they sleep in nothingness.

Yes, this actually has a very deep meaning: these modern people sleep in nothingness. For Jakob Böhme, for example, it would not have made sense to say, “I sleep in nothingness.” For modern people, it has become meaningful to say, “I sleep in nothingness.” I am not nothing when I sleep; I retain my self and my astral body during sleep. I am not nothing, but I tear myself out of the whole world, which I perceive with my senses, which I grasp with my waking mind. During modern sleep, I also tear myself out of the world that, for example, Jakob Böhme saw in special, abnormal states of consciousness with the finer powers of the physical and etheric bodies, which he still took with him into his sleeping states.

The modern person not only breaks away from his sensory world during sleep, but also from the world that was the world of the ancient seer. And of the world in which the human being then finds himself in from falling asleep to waking up, he cannot perceive anything, because that is a future world, that is the world into which the earth will transform in those states that I have described in my 'Occult Science' as the Jupiter, Venus and Vulcan states. So that in fact the modern man, who is trained in intellectualistic thinking - forgive the expression - lives in nothing during sleep. He is not nothing, I must emphasize it again and again, but he lives in nothing because he cannot yet experience what he lives in, the future world. It is nothing for him yet. But it is precisely because the modern human being can sleep in the void that his freedom is guaranteed; for from the moment he falls asleep until he wakes up, he lives into the liberation from all the world, into the void. It is precisely during sleep that he becomes independent. It is very important to realize that the special way in which the modern human being sleeps guarantees his freedom.

The old seer, who still perceived from the old world, not from the future world, who perceived from the old world, could not become a completely free human being, because he became dependent in this perception. Resting in the void during sleep actually makes the modern human being, the human being of the modern age, free.

Thus, there are two counter-images for the modern human being. First, during waking hours he lives in thought, which is a mere thought, no longer containing images in the old sense; as I said, he regards them as mythology. And during sleep he lives in nothingness. In this way he frees himself from the world and gains a sense of freedom. Thought images cannot force him because they are mere images. Just as little as the mirror images can force, can cause anything, the thought images of things can force man to do something. Therefore, when man grasps his moral impulses in pure thoughts, he must follow them as a free being. No emotion, no passion, no internal bodily process can cause him to follow those moral impulses that he is able to grasp in pure thoughts. But he is also able to follow these mere images in thought, to follow this pure thought, because during sleep he finds himself freed from all natural laws in his own physical being, because during sleep he truly becomes a pure free soul that can follow the non-reality of thought; while the older person also remained dependent on the world during sleep and therefore could not have followed unreal impulses.

Let us first consider the fact that the modern man has this duality: he can have pure thoughts, which are purely intellectualized, and a sleep spent in nothingness, where he is inside, where he is a reality, but where his surroundings show him a nullity. Because now comes the important part. You see, it is also rooted in the nature of modern man that he has become inwardly weak-willed as a result of everything he has been through. Modern man does not want to admit this, but it is true: modern man has become inwardly weak-willed. If one only wanted to, one would be able to understand this historically. Just look at the powerful spiritual movements that have spread in the past, and the will impulses with which, let us say, religious founders have worked throughout the world. This inward will impulsiveness has been lost to modern humanity. And that is why modern man allows the outer world to educate him in his thoughts. He observes nature and forms his purely intellectualistic thoughts from natural processes and natural beings, as if his inner life were really only a mirror that reflects everything. Yes, man has become so weak that he is seized with a terrible fear when someone produces a thought of his own, when he does not merely read thoughts from what external nature presents. So that at first pure thinking developed in the modern man in a completely passive way.

I do not say this as a rebuke; for if humanity had immediately proceeded to actively produce pure thought, it would have brought all sorts of impure fantasies from the old inheritance into this thinking. It was a good educational tool for modern humanity that people allowed themselves to be tempted by the grandiose philistines, such as Bacon of Verulam, to develop their concepts and ideas only in the outside world, to have everything dictated to them by the outside world. And so, little by little, people have become accustomed to not living in their concepts and ideas, in their thinking itself, but to letting the outside world provide their thinking. Some get it directly by observing nature or looking at historical documents. They get their thoughts directly from nature and history. These thoughts then live within them. Others only get it through school. Today, people are already bombarded from an early age with concepts that have been passively acquired from the outside world.

In this respect, the modern human being is actually a kind of sack, except that it has the opening on the side. There he takes in everything from the external world and reflects it within himself. These are then his ideas. Actually, his soul is only filled with concepts of nature. He is a sack. If the modern human being were to examine where he gets his concepts from, he would come to realize this. Some have it directly, those who really observe nature in one field or another, but most have absorbed it in school; their concepts have been implanted in them.

For centuries, since the 15th century, man has been educated in this passivity of concepts. And today he already regards it as a kind of sin when he is inwardly active, when he forms his own thoughts. Indeed, one cannot make thoughts of nature oneself. One would only defile nature by all kinds of fantasies if one made thoughts of nature oneself. But within oneself is the source of thought. One can form one's own thoughts, yes, one can imbue with inner reality the thoughts that one already has, because they are actually mere thoughts. When does this happen? It happens when a person summons up enough willpower to push his night person back into his day-time life, so that he does not merely think passively but pushes the person who became independent during sleep back into his thoughts. This is only possible with pure thoughts.

Actually, that was the basic idea of my “Philosophy of Freedom”, that I pointed out: into thinking, which modern man has acquired, he can really push his I-being. That I-being, which he - I could not yet express it at the time, but it is so - frees during the state of sleep in modern times, he can push it into pure thinking. And so, in pure thinking, man really becomes aware of his ego when he grasps thoughts in such a way that he actively lives in them.

Now something else is linked to this. Let us assume that Anthroposophy is presented according to the model of modern natural science. People take in Anthroposophy, at first they take it in the way that modern people are accustomed to, in the manner of passive thinking. One can understand it if one's human understanding is healthy, one does not need to apply mere belief. If the human intellect is merely healthy, one can understand the thoughts. But one still lives passively in them, as one lives passively in the thoughts of nature. Then one comes and says: Yes, I have these thoughts from anthroposophical research, but I cannot stand up for them myself, because I have merely taken them in - as some people like to say today: I have taken them in from the spiritual-scientific side. We hear it emphasized so often: the natural sciences say this, and then we hear this or that from the spiritual-scientific side. What does it mean when someone says, “I hear this from the spiritual-scientific side”? That means he points out that he remains in passive thinking, that he also wants to absorb spiritual science only in passive thinking. For the moment a person decides to generate within himself the thoughts that anthroposophical research transmits to him, he will also be able to stand up for their truth with his entire personality, because he thereby experiences the first stage of their truth.

In other words, in general, people today have not yet come to pour the reality that they experience as independent reality in their sleep into the thoughts of their waking lives through the strength of their will. If you want to become an anthroposophist in the sense of absorbing anthroposophical thoughts and then not simply passively surrendering to them, but rather infusing through a strong will what you are during every night of dreamless sleep into the thoughts, into the pure thoughts of Anthroposophy, then one has climbed the first step of what one is justified in calling clairvoyance today, then one lives clairvoyantly in the thoughts of Anthroposophy. You read a book with the strong will that you do not just carry your day life into the anthroposophical book, that you do not read like this: the day before yesterday a piece, then it stops, yesterday, then it stops, today, then it stops, etc. Today people read only with one part of their lives, namely only with their daily lives. Of course you can read Gustav Freytag that way, you can also read Dickens that way, you can read Emerson that way, but not an anthroposophical book. When you read an anthroposophical book, you have to go into it with your whole being, and because you are unconscious during sleep, so you have no thoughts - but the will continues - you have to go into it with your will. If you want to grasp what lies in the words of a truly anthroposophical book, then through this will alone you will at least become immediately clairvoyant. And you see, this will must also enter into those who represent our anthroposophy! When this will strikes like lightning into those who represent our Anthroposophy, then Anthroposophy can be presented to the world in the right way. It does not require any magic, but an energetic will that not only brings the pieces of life into a book during the day. Today, by the way, people no longer read with this complete piece of life, but today when reading the newspaper it is enough to spend a few minutes each day to take in what is there. You don't even need the whole waking day for that. But if you immerse yourself in a book that comes from anthroposophy with your whole being, then it comes to life in you.

But this is what should be considered, especially by those who are supposed to be leading figures within the Anthroposophical Society. Because this Anthroposophical Society is being tremendously harmed when it is said: Yes, Anthroposophy is proclaimed by people who cannot stand up for it. We must come to a point where we can find our way into these anthroposophical truths with our whole being, rather than just passively experiencing them intellectually. Then the anthroposophical proclamation will not be made in a lame way, always just saying, “From the spiritual-scientific side we are assured...” Instead, we will be able to proclaim the anthroposophical truth as his own experience, at least initially for what is closest to the human being, for example for the medical field, for the physiological field, for the biological field, for the field of the external sciences or of external social life. Even if the higher hierarchies are not accessible at this first level of clairvoyance, what is around us in the form of spirit can truly be the object of the human soul's present state. And in the most comprehensive sense, it depends on the will whether people arise in our Anthroposophical Society who can bear witness to this, a valid witness, because it is felt directly, felt as a living source of truth, a valid living witness to the inner truth of the anthroposophical.

This is also connected with what is necessary for the Anthroposophical Society: that personalities must arise in it who, if I may use the paradoxical expression, have the good will to will. Today one calls will any desire; but a desire is not a will. Some would like something to succeed in such and such a way. That is not will. The will is active power. That is missing today in the broadest sense. It is lacking in the modern man. But it must not be lacking within the Anthroposophical Society. There calm enthusiasm must be anchored in strong will. That also belongs to the living conditions of the Anthroposophical Society.





Continued: Lecture 2 of 2


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