Rudolf Steiner, Berlin, January 20, 1914:
In these four
lectures which I am giving in the course of our General Meeting, I should like
to speak from a particular standpoint about the connection between Man and the
Cosmos. I will first indicate what this standpoint is.
Man experiences within himself what we may call thought, and in
thought he can feel himself directly active, able to exercise his activity. When
we observe anything external, e.g. a rose or a stone, and picture it to
ourselves, someone may rightly say: “You can never know how much of the stone or
the rose you have really got hold of when you imagine it. You see the rose, its
external red color, its form, and how it is divided into single petals; you see
the stone with its color, with its several corners, but you must always say to
yourself that hidden within it there may be something else which does not appear
to you externally. You do not know how much of the rose or of the stone your
mental picture of it embraces.”
But when someone has a thought, then it is he himself who makes
the thought. One might say that he is within every fiber of his thought, a
complete participator in its activity. He knows: “Everything that is in the
thought I have thought into it, and what I have not thought into it cannot be
within it. I survey the thought. Nobody can say, when I set a thought before my
mind, that there may still be something more in the thought, as there may be in
the rose and in the stone, for I have myself engendered the thought and am
present in it, and so I know what is in it.”
In truth, thought is most completely our possession. If we can
find the relation of thought to the Cosmos, to the Universe, we shall find the
relation to the Cosmos of what is most completely ours. This can assure us that
we have here a fruitful standpoint from which to observe the relation of man to
the universe. We will therefore embark on this course; it will lead us to
significant heights of anthroposophical observation.
In the present lecture we shall have to prepare a groundwork which
may perhaps appear to many of you as somewhat abstract. But later on we shall
see that we need this groundwork and that without it we could approach only with
a certain superficiality the high goals we shall be striving to attain.
We can thus start from the conviction that when man holds to that
which he possesses in his thought he can find an intimate relation of his being
to the Cosmos. But in starting from this point of view we do encounter a
difficulty, a great difficulty — not for our understanding but in practice. For
it is indeed true that a man lives within every fiber of his thought, and
therefore must be able to know his thought more intimately than he can know any
perceptual image, but — yes — most people have no thoughts! And as a rule this
is not thoroughly realized, for the simple reason that one must have thoughts in
order to realize it. What hinders people in the widest circles from having
thoughts is that for the ordinary requirements of life they have no need to go
as far as thinking; they can get along quite well with words. Most of what we
call “thinking” in ordinary life is merely a flow of words: people think in
words, and much more often than is generally supposed. Many people, when they
ask for an explanation of something, are satisfied if the reply includes some
word with a familiar ring, reminding them of this or that. They take the feeling
of familiarity for an explanation and then fancy they have grasped the
thought
Indeed, this very tendency led at a certain time in the evolution
of intellectual life to an outlook which is still shared by many persons who
call themselves “thinkers”. For the new edition of my Welt- und
Lebensanschauungen im neunzehnten Jahrhundert (Views of the World and of
Life in the Nineteenth Century) [ Note 1 ] I tried to rearrange the book quite
thoroughly, first by prefacing it with an account of the evolution of Western
thought from the sixth century B.C. up to the nineteenth century A.D., and then
by adding to the original conclusion a description of spiritual life in terms of
thinking up to our own day. The content of the book has also been rearranged in
many ways, for I have tried to show how thought as we know it really appeared
first in a certain specific period. One might say that it first appeared in the
sixth or eighth century B.C. Before then the human soul did not at all
experience what can be called “thought” in the true sense of the word. What did
human souls experience previously? They experienced pictures; all their
experience of the external world took the form of pictures. I have often spoken
of this from certain points of view. This picture-experience is the last phase
of the old clairvoyant experience. After that, for the human soul, the “picture”
passes over into “thought”.
My intention in this book was to bring out this finding of
spiritual science purely by tracing the course of philosophic evolution.
Strictly on this basis, it is shown that thought was born in ancient Greece, and
that as a human experience it sprang from the old way of perceiving the external
world in pictures. I then tried to show how thought evolves further in Socrates,
Plato, Aristotle; how it takes certain forms; how it develops further; and then
how, in the Middle Ages, it leads to something of which I will now speak.
The development of thought leads to a stage of doubting the
existence of what are called “universals”, general concepts, and thus to
so-called Nominalism, the view that universals can be no more than “names”,
nothing but words. And this view is still widely held today.
In order to make this clear, let us take a general concept that is
easily observable — the concept “triangle”. Now anyone still in the grip of
Nominalism of the eleventh to the thirteenth centuries will say somewhat as
follows: “Draw me a triangle!” Good! I will draw a triangle for him:
“Right!” says he, “that is a quite specific triangle with three
acute angles. But I will draw you another.” And he draws a right-angled
triangle, and another with an obtuse angle.
Then says the person in question: “Well, now we have an
acute-angled triangle, a right-angled triangle and an obtuse-angled triangle.
They certainly exist. But they are not the triangle. The collective or general
triangle must contain everything that a triangle can contain. But a triangle
that is acute-angled cannot be at the same time right-angled and obtuse-angled.
Hence there cannot be a collective triangle. ‘Collective’ is an expression that
includes the specific triangles, but a general concept of the triangle does not
exist. It is a word that embraces the single details.”
Naturally, this goes further. Let us suppose that someone says the
word “lion”. Anyone who takes his stand on the basis of Nominalism may say: “In
the Berlin Zoo there is a lion; in the Hanover Zoo there is also a lion; in the
Munich Zoo there is still another. There are these single lions, but there is no
general lion connected with the lions in Berlin, Hanover,and Munich; that is a
mere word which embraces the single lions.” There are only separate things; and
beyond the separate things — so says the Nominalist — we have nothing but words
that comprise the separate things.
As I have said, this view is still held today by many
clear-thinking logicians. And anyone who tries to explain all this will really
have to admit: “There is something strange about it; without going further in
some way I can't make out whether there really is or is not this
‘lion-in-general’ and the ‘triangle-in-general’. I find it far from clear.” And
now suppose someone came along and said: “Look here, my dear chap, I can't let
you off with just showing me the Berlin or Hanover or Munich lion. If you
declare that there is a lion-in-general, then you must take me somewhere where
it exists. If you show me only the Berlin, Hanover, or Munich lion, you have not
proved to me that a ‘lion-in-general’ exists.” ... If someone were to come along
who held this view, and if you had to show him the “lion-in-general”, you would
be in a difficulty. It is not so easy to say where you would have to take
him.
We will not go on just yet to what we can learn from spiritual
science; that will come in time. For the moment we will remain at the point
which can be reached by thinking only, and we shall have to say to ourselves:
“On this ground, we cannot manage to lead any doubter to the
‘lion-in-general.’ It really can't be done.” Here we meet with one of the
difficulties which we simply have to admit. For if we refuse to recognize this
difficulty in the domain of ordinary thought, we shall not admit the difficulty
of human cognition in general.
Let us keep to the triangle, for it makes no difference to the
thing-in-general whether we clarify the question by means of the triangle, the
lion, or something else. At first it seems hopeless to think of drawing a
triangle that would contain all characteristics, all triangles. And because it
not only seems hopeless, but is hopeless for ordinary human thinking, therefore
all conventional philosophy stands here at a boundary-line, and its task should
be to make a proper acknowledgment that, as conventional philosophy, it does
stand at a boundary-line. But this applies only to conventional philosophy.
There is a possibility of passing beyond the boundary, and with this possibility
we will now make ourselves acquainted.
Let us suppose that we do not draw the triangle so that we simply
say: Now I have drawn you a triangle, and here it is:
In that case the objection could always be raised that it is an
acute-angled triangle; it is not a general triangle. The triangle can be drawn
differently. Properly speaking it cannot, but we shall soon see how this
“can” and “cannot” are related to one another. Let us take this triangle that we
have here, and let us allow each side to move as it will in any direction, and
moreover we allow it to move with varying speeds, so that next moment the sides
take, e.g., these positions:
In short, we arrive at the uncomfortable notion of saying: I will
not only draw a triangle and let it stay as it is, but I will make certain
demands on your imagination. You must think to yourself that the sides of the
triangle are in continual motion. When they are in motion, then out of the form
of the movements there can arise simultaneously a right-angled triangle, or an
obtuse-angled triangle, or any other.
In this field we can do and also require two different things. We
can first make it all quite easy; we draw a triangle and have done with it. We
know how it looks and we can rest comfortably in our thoughts, for we have got
what we want. But we can also take the triangle as a starting-point, and allow
each side to move in various directions and at different speeds. In this case it
is not quite so easy; we have to carry out movements in our thought. But in this
way we really do lay hold of the triangle in its general form; we fail to get
there only if we are content with one triangle. The general thought,
“triangle”, is there if we keep the thought in continual movement, if we make it
versatile.
This is just what the philosophers have never done; they have not
set their thoughts into movement. Hence they are brought to a halt at a
boundary-line, and they take refuge in Nominalism.
We will now translate what I have just been saying into a language
that we know, that we have long known. If we are to rise from the specific
thought to the general thought, we have to bring the specific thought into
motion; thus thought in movement becomes the “general thought” by passing
constantly from one form into another. “Form”, I say; rightly understood, this
means that the whole is in movement, and each entity brought forth by the
movement is a self-contained form. Previously I drew only single forms: an
acute-angled, a right-angled, and an obtuse-angled triangle. Now I am drawing
something — as I said, I do not really draw it — but you can picture to
yourselves what the idea is meant to evoke — the general thought is in motion,
and brings forth the single forms as its stationary states.
“Forms”, I said — hence we see that the philosophers of
Nominalism, who stand before a boundary-line, go about their work in a certain
realm, the realm of the Spirits of Form. Within this realm, which is all around
us, forms dominate; and therefore in this realm we find separate, strictly
self-contained forms. The philosophers I mean have never made up their minds to
go outside this realm of forms, and so, in the realm of universals, they can
recognize nothing but words, veritably mere words. If they were to go beyond the
realm of specific entities — i.e. of forms — they would find their way to mental
pictures which are in continual motion; that is, in their thinking they would
come to a realization of the realm of the Spirits of Movement — the next higher
Hierarchy. But these philosophers will not condescend to that. And when in
recent times a Western thinker did consent to think correctly in this way, he
was little understood, although much was said and much nonsense talked about
him. Turn to what Goethe wrote in his “Metamorphosis of Plants” and see what he
called the “primal plant” (Urpflanze), and then turn to what he called
the “primal animal” (Urtier) and you will find that you can understand
these concepts “primal plant” and “primal animal” only if your thoughts are
mobile — when you think in mobile terms. If you accept this mobility, of which
Goethe himself speaks, you are not stuck with an isolated concept bounded by
fixed forms. You have the living element which ramifies through the whole
evolution of the animal kingdom, or the plant kingdom, and creates the forms.
During this process it changes — as the triangle changes into an acute-angled or
an obtuse-angled one — becoming now “wolf”, now “lion”, now “beetle”, in
accordance with the metamorphoses of its mobility during its passage through the
particular entities. Goethe brought the petrified formal concepts into movement.
That was his great central act; his most significant contribution to the
nature-study of his time.
You see here an example of how spiritual science is in fact
adapted to leading men out of the fixed assumptions to which they cannot help
clinging today, even if they are philosophers. For without concepts gained
through spiritual science it is not possible, if one is sincere, to concede that
general categories can be anything more than “mere words”. That is why I said
that most people have no real thoughts, but merely a flow of words, and if one
speaks to them of thoughts, they reject it.
When does one speak to people of “thoughts”? When, for example,
one says that animals have group-souls. For it amounts to the same whether one
says “collective thoughts” or “group-souls” (we shall see in the course of these
lectures what the connection is between the two). But the group-soul cannot be
understood except by thinking of it as being in motion, in continual external
and internal motion; otherwise one does not come to the group-soul. But people
reject that. Hence they reject the group-soul, and equally the collective
thought.
For getting to know the outside world you need no thoughts; you
need only a remembrance of what you have seen in the kingdom of form. That is
all most people know, and for them, accordingly, general thoughts remain mere
words. And if among the many different Spirits of the higher Hierarchies there
were not the Genius of Speech — who forms general words for general concepts —
men themselves would not come to it. Thus their first ideas of
things-in-themselves come to men straight out of language itself, and they know
very little about such ideas except in so far as language preserves them.
We can see from this that there must be something peculiar about
the thinking of real thoughts. And this will not surprise us if we realize how
difficult it really is for men to attain to clarity in the realm of thought. In
ordinary, external life, when a person wants to brag a little, he will often say
that “thinking is easy”. But it is not easy, for real thinking always demands a
quite intimate, though in a certain sense unconscious, impulse from the realm of
the Spirits of Movement. If thinking were so very easy, then such colossal
blunders would not be made in the region of thought. Thus, for more than a
century now, people have worried themselves over a thought I have often
mentioned — a thought formulated by Kant.
Kant wanted to drive out of the field the so-called “ontological
proof of God”. This ontological proof of God dates from the time of Nominalism,
when it was said that nothing general existed which corresponded to general or
collective thoughts, as single, specific objects correspond to specific
thoughts. The argument says, roughly: If we presuppose God, then He must be an
absolutely perfect Being. If He is an absolutely perfect Being, then He must not
lack “being”, i.e. existence, for otherwise there would be a still more perfect
Being who would possess those attributes one has in mind, and would also exist.
Thus one must think that the most perfect Being actually exists. One cannot
conceive of God as otherwise than existing, if one thinks of Him as the most
perfect Being. That is: out of the concept itself one can deduce that, according
to the ontological proof, there must be God.
Kant tried to refute this proof by showing that out of a “concept”
one could not derive the existence of a thing, and for this he coined the famous
saying I have often mentioned: A hundred actual thalers are not less and
not more than a hundred possible thalers. That is, if a thaler has three
hundred pfennigs, then for each one of a hundred possible thalers one must
reckon three hundred pfennigs: and in like manner three hundred pfennigs for
each of a hundred actual thalers. Thus a hundred possible thalers contain just
as much as a hundred actual thalers, i.e. it makes no difference whether I
think of a hundred actual or a hundred possible thalers. Hence one may
not derive existence from the mere thought of an absolutely perfect Being,
because the mere thought of a possible God would have the same attributes as the
thought of an actual God.
That appears very reasonable. And yet for a century people have
been worrying themselves as to how it is with the hundred possible and the
hundred actual thalers. But let us take a very obvious point of view, that of
practical life; can one say from this point of view that a hundred actual
thalers do not contain more than a hundred possible ones? One can say that a
hundred actual thalers contain exactly a hundred thalers more than do a hundred
possible ones! And it is quite clear: if you think of a hundred possible thalers
on one side and of a hundred actual thalers on the other, there is a difference.
On this other side there are exactly a hundred thalers more. And in most real
cases it is just on the hundred actual thalers that the question turns.
But the matter has a deeper aspect. One can ask the question: What
is the point in the difference between a hundred possible and a hundred actual
thalers? I think it would be generally conceded that for anyone who can acquire
the hundred thalers, there is beyond doubt a decided difference between a
hundred possible thalers and a hundred actual ones. For imagine that you are in
need of a hundred thalers, and somebody lets you choose whether he is to give
you the hundred possible or the hundred actual thalers. If you can get the
thalers, the whole point is the difference between the two kinds. But suppose
you were so placed that you cannot in any way acquire the hundred thalers, then
you might feel absolutely indifferent as to whether someone did not give
you a hundred possible or a hundred actual thalers. When a person cannot have
them, then a hundred actual and a hundred possible thalers are in fact of
exactly the same value.
This is a significant point. And the significance is this — that
the way in which Kant spoke about God could occur only at a time when men could
no longer “have God” through human soul-experience. As He could not be reached
as an actuality, then the concept of the possible God or of the actual God was
immaterial, just as it is immaterial whether one is not to have a hundred
actual or a hundred possible thalers. If there is no path for the soul to the
true God, then certainly no development of thought in the style of Kant can lead
to Him.
Hence we see that the matter has this deeper side also. But I have
introduced it only because I wanted to make it clear that when the question
becomes one of “thinking”, then one must go somewhat more deeply. Errors of
thought slip out even among the most brilliant thinkers, and for a long time one
does not see where the weak spot of the argument lies — as, for example, in the
Kantian thought about the hundred possible and the hundred actual thalers. In
thinking, one must always take account of the situation in which the thought has
to be grasped.
By discussing first the nature of general concepts, and then the
existence of such errors in thinking as this Kantian one, I have tried to show
you that one cannot properly reflect on ways of thinking without going deeply
into actualities. I will now approach the matter from yet another side, a third
side.
Let us suppose that we have here a mountain or hill, and beside
it, a steep slope. On the slope there is a spring and the flow from it leaps
sheer down, a real waterfall. Higher up on the same slope is another spring; the
water from it would like to leap down in the same way, but it does not. It
cannot behave as a waterfall, but runs down nicely as a stream or beck. Is the
water itself endowed with different forces in these two cases? Quite clearly
not. For the second stream would behave just as the first stream does if it were
not obstructed by the shape of the mountain. If the obstructive force of the
mountain were not present, the second stream would go leaping down. Thus we have
to reckon with two forces: the obstructive force of the mountain and the Earth's
gravitational pull, which turns the first stream into a waterfall. The
gravitational force acts also on the second stream — one can see how it brings
the stream flowing down. But a skeptic could say that in the case of the second
stream this is not at all obvious, whereas in the first stream every particle of
water goes hurtling down. In the case of the second stream we must reckon in at
every point the obstructing force of the mountain, which acts in opposition to
the Earth's gravitational pull.
Now suppose someone came along and said: “I don't altogether
believe what you tell me about the force of gravity, nor do I believe in the
obstructing force. Is the mountain the cause of the stream taking a particular
path? I don't believe it.” “Well, what do you believe?” one might ask. He
replies: “I believe that part of the water is down there, above it is more
water, above that more water again, and so on. I believe the lower water is
pushed down by the water above it, and this water by the water above it. Each
part of the water drives down the water below it.” Here is a noteworthy
distinction. The first man declares: “Gravity pulls the water down.” The second
man says: “Masses of water are perpetually pushing down the water below them:
that is how the water comes down from above.”
Obviously anyone who spoke of a “pushing down” of this kind would
be very silly. But suppose it is a question not of a beck or stream but of the
history of mankind, and suppose someone like the person I have just described
were to say: “The only thing I believe of what you tell me is this: we are now
living in the twentieth century, and during it certain events have taken place.
They were brought about by similar ones during the last third of the nineteenth
century; these again were caused by events in the second third of the nineteenth
century, and these again by those in the first third.” That is what is called
“pragmatic history”, in which one always speaks of “causes and effects”, so that
subsequent events are always explained by means of preceding ones. Just as
someone might deny the force of gravity and say that the masses of water are
continually pushing one another forward, so it is when someone is pursuing
pragmatic history and explains the condition of the nineteenth century as a
result of the French Revolution.
In reply to a pragmatic historian we would of course say: “No,
other forces are active besides those that push from behind — which in fact are
not there at all in the true sense. For just as little as there are forces
pushing the stream from behind, just as little do preceding events push from
behind in the history of humanity. Fresh influences are always coming out of the
spiritual world — just as in the stream the force of gravity is always at work —
and these influences cross with other forces, just as the force of gravity
crosses with the obstructive force of the mountain. If only one force were
present, you would see the course of history running quite differently. But you
do not see the individual forces at work in history. You see only the physical
ordering of the world: what we would call the results of the Saturn, Moon, and
Sun stages in the evolution of the Earth. You do not see all that goes on
continually in human souls, as they live through the spiritual world and then
come down again to Earth. All this you simply deny.”
But there is today a conception of history which is just what we
would expect from somebody who came along with ideas such as those I have
described, and it is by no means rare. Indeed in the nineteenth century it was
looked upon as immensely clever. But what should we be able to say about it from
the standpoint we have gained? If anyone were to explain the mountain stream in
this “pragmatic” way, he would be talking utter nonsense. How is it then that he
upholds the same nonsense with regard to history? The reason is simply that he
does not notice it! And history is so complicated that it is almost everywhere
expounded as “pragmatic history”, and nobody notices it.
We can certainly see from this that spiritual science, which has
to develop sound principles for the understanding of life, has work to do in the
most varied domains of life; and that it is first of all necessary to learn how
to think, and to get to know the inner laws and impulses of thought. Otherwise
all sorts of grotesque things can befall one. Thus for example a certain man
today is stumbling and bumbling over the problem of “thought and language”. He
is the celebrated language critic Fritz Mauthner, who has also written lately a
large philosophical dictionary. His bulky Critique of Language is already
in its third edition, so for our contemporaries it is a celebrated work. There
are plenty of ingenious things in this book, and plenty of dreadful ones. Thus
one can find here a curious example of faulty thinking — and one runs up against
such blunders in almost every five lines — which leads the worthy Mauthner to
throw doubt on the need for logic. “Thinking”, for him, is merely speaking;
hence there is no sense in studying logic; grammar is all one needs. He says
also that since there is, rightly speaking, no logic, logicians are fools. And
then he says: In ordinary life, opinions are the result of inferences, and ideas
come from opinions. That is how people go on! Why should there be any need for
logic when we are told that opinions arise from inferences, and ideas from
opinions? It is just as clever as if someone were to say: “Why do you need
botany? Last year and two years ago the plants were growing.” But such is the
logic one finds in a man who prohibits logic. One can quite understand that he
does prohibit it. There are many more remarkable things in this strange book — a
book that, in regard to the relation between thought and language, leads not to
lucidity but to confusion.
I said that we need a substructure for the things that are to lead
us to the heights of spiritual contemplation. Such a substructure as has been
put forward here may appear to many as somewhat abstract; still, we shall need
it. And I think I have tried to make it so easy that what I have said is clear
enough. I should like particularly to emphasize that through such simple
considerations as these one can get an idea of where the boundary lies between
the realm of the Spirits of Form and the realm of the Spirits of Movement. But
whether one comes to such an idea is intimately connected with whether one is
prepared to admit thoughts of things-in-general, or whether one is prepared to
admit only ideas or concepts of individual things — I say expressly “is prepared
to admit”.
On these expositions — to which, as they are somewhat abstract, I
will add nothing further — we will build further in the next lecture.
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